Ep. #67 – Principles Based Approach to Regulation



In this Toronto Centre podcast, former Securities Advisory Board Chair Ilana Singer interviews Antoinette Leung, the Head of Financial Institutions and Mortgage Brokerage Conduct at the Financial Services Regulatory Authority of Ontario (FSRA). They discuss FSRA’s principles-based approach to regulation, as well as collaboration and cooperation among regulators.

 

Speakers:

Ilana Singer – Vice-President and Corporate Secretary, Canadian Investor Protection Fund (CIPF)

Antoinette Leung – Head of Financial Institutions and Mortgage Brokerage Conduct, Financial Services Regulatory Authority of Ontario (FSRA)